The Investment Dealer's Function Involves

question 78

Multiple Choice

The investment dealer's function involves:

• A) taking none of the risk in the distribution of an issue.
• B) always insuring a company a given amount of equity can be sold so that long-range financial planning can be made accurately.
• C) making a market by buying and selling a security to insure a liquid market.
• D) guaranteeing a set price for the security.

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Definitions:

5 Ws and H

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Backgrounder

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