Which of the Following Powers Is Not Available to the SEC

question 2

Multiple Choice

Which of the following powers is not available to the SEC pursuant to the Remedies Act?

• A) The SEC may start administrative proceedings against any person or entity regulated by the SEC.
• B) The SEC may start administrative proceedings against any person or entity not regulated by the SEC.
• C) The SEC may order an accounting and disgorgement of ill-gotten gains.
• D) All of the above powers are available to the SEC under the Remedies Act.

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Definitions:

Bulk Purchasing

The acquisition of goods or products in large quantities, often at a discounted price.

Profit Margins

A financial metric that measures the percentage of profit a company makes for each dollar of sales, indicating how effectively a company is managing its expenses relative to its net sales.

Management Structure

The hierarchical arrangement of lines of authority, communications, rights, and duties within an organization.

Franchise

A business model that allows individuals to own and operate their branch or location of an existing larger brand or business.