Section 16(a)of the 1934 Act Requires That Officers,directors,and Greater-Than-10 Percent

question 60

Multiple Choice

Section 16(a) of the 1934 Act requires that officers,directors,and greater-than-10 percent shareholders of companies that have registered any class of equity securities under the 1934 Act file __________ reports with the SEC and with an national securities exchange on which their company's equity securities are listed.

• A) actual ownership
• B) beneficial ownership
• C) insider ownership
• D) listed stock

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