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SEC Regulations
Rules and standards developed and enforced by the U.S. Securities and Exchange Commission to regulate the securities industry.
Security
A financial instrument representing an ownership position, a debt relationship, or rights to ownership as represented by an option.
Investment
Allocating resources, usually money, with the expectation of generating an income or profit.
Sarbanes-Oxley Act
U.S. legislation enacted to protect investors from fraudulent financial reporting by corporations, enhancing corporate accountability.
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