To Which of the Following Will the 10b Prohibitions on Insider

question 148

Multiple Choice

To which of the following will the 10b prohibitions on insider trading apply?

• A)An officer exercising stock options on the day before the company announces its earnings for the quarter.
• B)An officer exercising stock options on the day before the company reveals an SEC investigation.
• C)An officer exercising stock options on the day before the company announces an earnings reversal.
• D)An officer's son buying stock on the day before the company announces an earnings increase.
• E)All of the above are violations of 10b.

---

Definitions:

Government Intervention

Refers to the actions taken by a government to influence or directly regulate various aspects of its economy, social affairs, or public policy.

Workplace Governance

The system by which workplaces are directed and controlled, focusing on the relationship between management, the workforce, and other stakeholders.

Labor Market

The supply and demand dynamics of the workforce, where employers seek to hire labor and workers seek employment, influenced by factors like wages, skills, and economic conditions.

Labor Markets

The supply and demand dynamics of labor, where employers seek to hire workers and workers seek employment, influenced by factors like wages, skills, and economic conditions.