Which of the Following Is Not One of the Major

question 5

Multiple Choice

Which of the following is not one of the major factors the OSC uses to determine whether or not a document is really a security?

• A)Whether the promoter raises money and leads the investor to expect a profit.
• B)Whether there is risk involved.
• C)Whether the investor has any control over how the money is spent.
• D)Whether the investor is led to expect any additional pecuniary benefits.

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Definitions:

Tax Farmers

Individuals or companies who were awarded the right to collect taxes or other dues on behalf of the government, often keeping a portion as profit.

Collect Taxes

The process by which a government or authority gathers monetary contributions from its citizens and businesses to fund public services and infrastructure.

Government

The organization, or agency through which a political unit exercises authority, controls and administers public policy, and directs the actions of its members or subjects.

Reflections on Revolution

An analysis or contemplation on the causes, effects, and significance of revolutionary movements or events, often in a historical or philosophical context.