Which of the Following Occurs When a Financial Professional Benefits

question 75

Multiple Choice

Which of the following occurs when a financial professional benefits financially to an extent that exceeds the value provided to the client?

• A) Commission.
• B) Conflict of interest.
• C) Fee.
• D) Suitability standard.

---

Definitions:

Unique

Being the only one of its kind; unlike anything else.

Enduring

Pertaining to the ability to withstand stress or adversity over a long period.

Psychodynamics

A psychological theory or approach that emphasizes the systematic study of the psychological forces that underlie human behavior.

Psychic Energy

A concept in psychoanalytic theory referring to the energy generated by instinctual drives and desires, influencing mental processes and behavior.