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Demitri knew he was in a low power position since he worked on the manufacturing line at the plant. However, he saw some changes that needed to be implemented to ensure better productivity. Which would be the BEST first step option for Demitri to communicate those insights in order to be heard?
Securities Act Of 1933
A U.S. federal law enacted to ensure transparency and fairness in the issuance of securities, requiring registration and disclosure to protect investors.
Promissory Note
A written, legally binding agreement in which one party promises to pay a defined sum of money to another party under specified conditions.
SEC
The U.S. Securities and Exchange Commission, a government agency responsible for regulating the securities industry and protecting investors.
Civil Fines
Monetary penalties imposed by a civil court or regulatory agency as punishment for violations of civil laws or regulations.
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