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Probation is ordered by the
Rule 10b-5
Rule 10b-5, under the United States Securities Exchange Act of 1934, is a regulation prohibiting fraudulent practices in securities trading, including misrepresentation and insider trading.
Insider Information
Confidential information about a company or its securities that has not been made public and that could provide a financial advantage in the market.
Plain English TERM SHEET
A document outlining the key terms and conditions of an investment, written in clear, straightforward language.
Tender Offers
Public, open proposals by an entity or individual to purchase a substantial percentage of a company's shares or bonds at a specified price, often in an effort to gain control of the company.
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