Examlex
In 1932, Secretary of State Henry Stimson recognized that Japanese incursions into China were analogous to
Investment Dealer
A business entity or individual that engages in the buying and selling of securities for its clients or its own account.
Securities Commission
A regulatory body charged with overseeing the securities markets to protect investors and maintain fair, efficient, and transparent systems.
Insider Trading
The illegal practice of trading a public company's stock or other securities based on material, non-public information about the company.
Prospects
Potential customers or clients, or the likelihood of future success in a particular area.
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