Which of the Following Would Not Help Protect You from Unethical

question 74

Multiple Choice

Which of the following would not help protect you from unethical or incompetent advice from a financial adviser?

• A) Educating yourself on various financial products
• B) Testing questionable advice with another financial adviser/broker
• C) Relying entirely on the adviser as to when to buy and sell
• D) Knowing your risk tolerance

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Definitions:

Demurrer

A legal objection that an opponent's point is irrelevant or invalid, while granting the factual basis of the point.

Directed Verdict

A ruling made by a judge in a jury trial, ordering the jury to deliver a specific verdict because the evidence presented could logically lead to only one conclusion.

Toxic Wastes

Hazardous wastes that are dangerous or potentially harmful to human health or the environment.

Discovery

The legal process by which parties in a lawsuit obtain information and evidence from each other to prepare for trial.