An Individual Who Buys and Sells Securities for Clients Is

question 125

Multiple Choice

An individual who buys and sells securities for clients is called a(n)

• A) agent.
• B) account executive.
• C) dealer.
• D) financial advisor.
• E) member.

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Definitions:

Heuristic

is a simple, efficient rule or method used to make decisions or solve problems, based on practical judgement rather than comprehensive logical analysis.

Critical Thinking

The disciplined process of actively and skilfully conceptualizing, applying, analyzing, synthesizing, and evaluating information to reach an answer or conclusion.

Deliberative Thinking

The process of carefully considering and rationalizing thoughts and options before making a decision or forming a judgment.

Active Thinking

The deliberate, conscious mental process of generating ideas, solving problems, and making decisions.