Examlex
When you see the phrase 'of those who responded' in reference to the results of a survey, what do you need to worry about? Explain your answer.
Civil Penalties
Fines or financial sanctions imposed by a regulatory agency as punishment for violating rules or regulations.
Misappropriation Theory
A legal theory regarding insider trading that holds individuals liable for trading on confidential information.
SEC Rule 10b5-2
A regulation established by the Securities and Exchange Commission (SEC) that clarifies the definition of insider trading, particularly in relation to the misuse of non-public information.
Negligence
The failure to take reasonable care to avoid causing injury or loss to another person.
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