Examlex
________ is when a neutral third party can suggest,but cannot impose,a settlement on the other parties.
Registration Statement
A formal document filed with regulatory authorities that provides details about an investment offering for sale to the public, often associated with securities.
Investment Company Act of 1940
A U.S. federal law that regulates the organization and activities of investment companies, primarily focused on protecting investors.
Small Investors
Individuals or parties that invest smaller amounts of capital or resources in financial markets or entities compared to larger investors.
Accredited Investor
An individual or entity that meets the requirements set forth by regulations, allowing them to invest in certain types of higher-risk investments, private placements, and other securities offerings not registered with regulatory entities.
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