Compliance-Based Ethics Codes Are Based on Preventing Unlawful Behavior

question 157

True/False

Compliance-based ethics codes are based on preventing unlawful behavior.

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Definitions:

TSX

The Toronto Stock Exchange, a major stock exchange in Canada where various securities are traded.

OTC

Over-the-counter, a term used to describe securities trading conducted directly between parties without the involvement of a central exchange.

Total Quality Management

A philosophy of continually lowering costs and improving the provision of services and products to customers.

ISO 9000 Certification

A family of quality management standards designed to help organizations ensure they meet customer and stakeholder needs within statutory and regulatory requirements.