In the figure above, item 5 points to a(n) ____.
Definitions:
Securities and Exchange Commission
A U.S. federal agency responsible for regulating the securities industry, enforcing federal securities laws, and ensuring market integrity.
Registration Statement
A legal document submitted to regulatory authorities providing details about an investment offering for sale to the public, typically containing financial data, risks, and other significant information.
Prospectus
An official document that a company issues to potential investors detail the offering of securities for sale, providing financial data, and disclosing risks.
Securities Act of 1933
A U.S. federal law enacted to ensure transparency and fairness in the securities market, requiring that investors receive significant information regarding securities being offered for public sale.
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