Examlex
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Securities Exchange Act
A U.S. law enacted in 1934 to govern the trading of securities, such as stocks and bonds, to protect investors against malpractice.
Securities Act
A U.S. law enacted in 1933 that requires transparency in the offer and sale of securities to protect investors from fraud.
Misappropriating Information
The act of taking information without permission, often confidential, and using it for personal gain or advantage.
Criminally Liable
The condition of being legally responsible for the commission of a crime and subject to prosecution and punishment.
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