Customer Identification or Discovery Asks the Question: ​

question 25

Multiple Choice

Customer identification or discovery asks the question: ​

• A)Who is the primary customer?
• B)Who is the customer that will pay most?
• C)Who is the last customer?
• D)All of these choices
• E)None of these choices

---

Definitions:

Registration Requirements

Legal obligations mandating the registration of certain information, entities, or activities with governmental authorities for regulation and oversight purposes.

SEC

The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities markets and protecting investors.

Capital

Assets or resources, especially financial wealth, used or available for use in the production of more wealth.

SEC

The U.S. Securities and Exchange Commission, a federal agency responsible for enforcing federal securities laws and regulating the securities industry, stock and options exchanges.