An Attorney Who Becomes Aware That a Client Has Violated

question 48

True/False

An attorney who becomes aware that a client has violated securities laws must report the violation to the Securities Exchange Commission-which creates a potential conflict with the attorney-client privilege.

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Definitions:

Notes Maintenance

The process of systematically recording, updating, and preserving information or observations.

Source-Oriented Medical Records

Medical records organized according to the source of the information, making it easier to track data from different healthcare providers.

Patient Chart

A comprehensive record maintained by a healthcare provider detailing the history, diagnosis, treatment, and medical care of a patient.

SOMR

Source-oriented medical record.