Examlex
Define social advocacy, planning and policy practice, and community capacity development.
Conflict of Interest
A situation in which a person or entity has competing interests or loyalties that could potentially influence the objectivity of their decisions.
Securities Broker
A professional intermediary who facilitates the purchase and sale of securities on behalf of clients.
Rule 504
A provision of Regulation D of the U.S. Securities and Exchange Commission that allows companies to freely sell up to $5 million of securities in a 12-month period without extensive registration.
General Solicitations
Activities by companies to advertise or solicit a wider range of investors or the public at large, typically related to the offering of securities.
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