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Instructions: Identify the following. Be as specific as possible, and include names, dates, and relevant facts as appropriate. Be sure to explain the significance of the person or term.
Alan Freed, Elvis Presley, Rock-n-Roll
Senior Executives
High-level managers within an organization, responsible for strategic decision-making and overseeing operational activities.
Penny Stock Reform Act
U.S. legislation aimed at increasing the transparency and regulate the trading practices of low-priced, speculative stocks, often known as "penny stocks."
Cease and Desist
An order issued by a court or a government agency to stop suspicious or illegal activities.
Dodd-Frank Act
U.S. federal law enacted in 2010 aimed at reducing risks in the financial system by increasing transparency and oversight.
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