Examlex
A family member's longest set of relationships are likely to be with:
Register Securities
The process of documenting ownership of stocks or bonds with the appropriate regulatory body.
1933 Securities Act
A U.S. law enacted to ensure more transparency in financial statements so investors can make informed decisions; it requires securities to be registered with the Securities and Exchange Commission.
Criminal Prosecution
The process by which a person accused of committing a crime is charged, tried, and judged, potentially leading to punishment.
Registration Statement
A description, filed with the SEC, of securities being offered for sale; includes an explanation of how proceeds from the sale will be used, information on the registrant’s business and properties, and certified financial statements.
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