The Securities Enforcement Remedies and Penny Stock Reform Act of 1990

question 84

Multiple Choice

The Securities Enforcement Remedies and Penny Stock Reform Act of 1990 granted the SEC power to:

• A) issue cease-and-desist orders.
• B) impose civil penalties up to $850,000.
• C) bring civil actions for specified violations of the 1934 Act against aiders and abettors.
• D) All of these.

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Definitions:

Behavioral Problems

Actions or attitudes displayed by individuals that are disruptive or unacceptable according to societal norms.

Few Side Effects

The occurrence of minimal unintended and typically undesirable secondary effects following a procedure or treatment.

Mutual Assistance

revolves around the provision and exchange of help or support between individuals or groups, fostering cooperation and benefit for all involved parties.

Young Adults

Individuals typically ranging in age from late teens through their twenties, often considered a period of transition from adolescence to adulthood.