To Create a Compliance Program That Is Acceptable Under the U.S

question 76

Multiple Choice

To create a compliance program that is acceptable under the U.S. Sentencing Guidelines, a company should_________ .

• A) establish standards and procedures to meet the company's business needs
• B) put upper-level managers in charge of the compliance program
• C) encourage employees to report violations
• D) train employees on standards and procedures
• E) do all of these

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Definitions:

Stock Split

A corporate action where a company divides its existing shares into multiple shares to boost the liquidity of the shares.

Shares Outstanding

The total number of shares of stock that are held by all shareholders, including share blocks held by institutional investors and restricted shares.

Dividend Income

Income received from owning shares in a company, paid out from the company's earnings to its shareholders.