The Securities Enforcement Remedies and Penny Stock Reform Act of 1990

question 84

Multiple Choice

The Securities Enforcement Remedies and Penny Stock Reform Act of 1990 granted the SEC power to:

• A) issue cease-and-desist orders.
• B) impose civil penalties up to $850,000.
• C) bring civil actions for specified violations of the 1934 Act against aiders and abettors.
• D) All of these.

---

Definitions:

Cause Marketing Programs

Collaborative efforts between a for-profit business and a non-profit organization to mutually promote and benefit from social or environmental causes.

Public Concerns

Issues or matters of interest or worry to the general populace, often related to social, environmental, or ethical implications.

Corporate Sales

The total volume of sales generated by a business or organization from its commercial activities.

Social Audit

An evaluation of an organization's impact on society and its sustainability practices.