Registration Under the 1933 Act Calls for Disclosure of Which

question 90

Multiple Choice

Registration under the 1933 Act calls for disclosure of which of the following?

• A) A description of the registrant's properties and business.
• B) A description of the significant provisions of the security to be offered for sale and its relationship to the registrant's other capital securities.
• C) Compensation paid to directors, the CEO, CFO, and the three other highest paid executive officers.
• D) All of these.

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Definitions:

Barter Situation

A trade system where goods or services are exchanged directly for other goods or services without the use of money as a medium of exchange.

Commodities

Basic goods used in commerce that are interchangeable with other goods of the same type.

Standard of Value

A base for comparison that allows the determination of the economic value of goods and services.

Short Run

A period in economics during which some factors of production are fixed, limiting the immediate ability of businesses to expand or change production levels.