When a Securities Firm Acts as A(n)____, It Makes a Market

question 91

Multiple Choice

When a securities firm acts as a(n) ____, it makes a market in specific securities by maintaining an inventory of those securities.

• A)adviser
• B)dealer
• C)broker
• D)None of these are correct.

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Definitions:

ActiveX Control

A component software technology that enables interactive content or multimedia within web pages and software applications.

Command Button

A command button is an interactive element in a graphical user interface that executes a specific function or command when clicked.

ActiveX Control

A framework developed by Microsoft that enables interactive web services and applications to be embedded into web pages or software.

Caption

A brief explanation or title accompanying an illustration, article, or video.