A Tickler File Containing Copies of Forms Completed When Records

question 2

Multiple Choice

A tickler file containing copies of forms completed when records are received in a records center and detailing when the records are scheduled to be destroyed is

• A)an index file .
• B)a destruction date file.
• C)an inactive records folder.
• D)a charge-out log.

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Definitions:

Event-Driven

An investment strategy that seeks to profit from companies undergoing significant events, such as mergers, restructuring, or bankruptcy.

Hedge Fund

A private investment partnership that uses complex strategies and investments to generate high returns for its investors.

Acquisitions

The process by which one company takes over another, either by purchasing it outright or through a merger.

SEC Oversight

The supervisory role of the Securities and Exchange Commission in regulating and enforcing federal securities laws.