Examlex
Where can you find information on fixes for problems?
Cease-and-desist Orders
Legal orders issued by a court or government agency to stop an entity or individual from continuing a particular action.
Civil Penalties
Fines or financial sanctions imposed by a regulatory agency as punishment for violating rules or regulations.
Misappropriation Theory
A legal theory regarding insider trading that holds individuals liable for trading on confidential information.
SEC Rule 10b5-2
A regulation established by the Securities and Exchange Commission (SEC) that clarifies the definition of insider trading, particularly in relation to the misuse of non-public information.
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