Define the Following Terms: Iron Curtain

question 45

Short Answer

Define the following terms: iron curtain

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Definitions:

Due Diligence Defense

A legal defense used in securities law where the accused party argues they conducted a comprehensive and reasonable investigation prior to an alleged wrongdoing.

Private Placement Exemption

A regulatory exception that allows companies to sell securities directly to a limited number of qualified investors without the need for a public offer.

SEC

The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.

Registration

The act of officially recording or enrolling someone or something with a specific authority or database, often required for legal recognition or protection.