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The SEC Would Like to Adopt Some New Rules to Protect

question 23

Essay

The SEC would like to adopt some new rules to protect investors.What factors should it consider as part of the administrative process?


Definitions:

Psychopaths

Individuals with a personality disorder characterized by persistent antisocial behavior, impaired empathy and remorse, and bold, disinhibited, and egotistical traits.

Sociopaths

Individuals with a personality disorder characterized by persistent antisocial behavior, impaired empathy, and often a lack of remorse.

Conduct Disorder

A mental disorder characterized by a repetitive and persistent pattern of behavior that violates the rights of others or social norms.

Attention-Deficit/Hyperactivity Disorder

A neurodevelopmental disorder characterized by a consistent pattern of inattention and/or hyperactivity-impulsivity that interferes with functioning or development.

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