Which of the Following Would NOT Be Exempt from Registration

question 25

Multiple Choice

Which of the following would NOT be exempt from registration under the 1933 Securities Act?

• A) An offering restricted to the residents of the state in which the issuing company is a resident and doing business.
• B) An offering by a noninvestment company issuer for $4 million in securities over 12 months without general advertising or general solicitation.
• C) An offering of limited partnership tax shelters.
• D) A private offering to sophisticated investors who will not redistribute them.

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Definitions:

Update Query

A command in SQL that modifies the values of specified fields in one or more records in a database table.

Field Values

The actual data or content entered into fields in a database or form.

Change Value

The act of modifying the content or setting of a data field or variable in software applications or programming.

Append Query

A database query that adds records from one or more sources to the end of a table.