Rule 10b-5 Applies to Any

question 51

Multiple Choice

Rule 10b-5 applies to any:

• A) buyer of a registered security.
• B) seller of a registered security.
• C) person who buys or sells a registered security.
• D) person who buys or sells any security.

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Definitions:

Economic Security

Indicates the situation of having a reliable source of money or assets to maintain a way of life currently and looking ahead.

Social Security Bill

Legislation that established the Social Security program in the United States in 1935, aimed at providing financial support to elderly, unemployed, and disabled Americans.

Health Insurance

A type of insurance coverage that pays for an individual's medical and surgical expenses or reimburses them for expenses incurred from illness or injury.

Congress

The bicameral legislature of the federal government of the United States, consisting of the Senate and the House of Representatives.