The Efforts to Regulate the Trading of Securities Takes Place

question 3

Multiple Choice

The efforts to regulate the trading of securities takes place under which of the following securities laws?

• A)the Securities Act of 1933
• B)state blue-sky laws
• C)the Securities and Exchange Act of 1934
• D)the Investment Company Act of 1940

---

Definitions:

Consolidation

The process of combining multiple accounts or businesses into a single entity, often for strategic, financial, or operational efficiency reasons.

Appraisal Rights

Entitlement of a corporation's minority shareholders to have their shares appraised and to receive compensation at a fair market value in the event of certain corporate actions.

Acquires

The act of obtaining ownership or control over assets, properties, or companies, often through purchase or merger.

Sole Proprietorship

A business structure where the business is owned and operated by a single individual who has personal responsibility for all debts and liabilities.