Efforts to Regulate the Offerings and Sales of Securities Take

question 33

Multiple Choice

Efforts to regulate the offerings and sales of securities take place under which of the following securities laws?

• A)the Securities Act of 1933 and state blue-sky laws
• B)state blue-sky laws and the Securities and Exchange Act of 1934
• C)the Securities Act of 1933 and the Securities and Exchange Act of 1934
• D)the Investment Company Act of 1940 and the Investment Advisers Act of 1940

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Definitions:

Second Subscript

In multidimensional arrays, the second subscript refers to the index within the second dimension of the array.

Rank

Rank often refers to the position or level of something or someone in a particular order or hierarchy.

Mathematical N-Tuples

An ordered list of n elements, where n can be any non-negative integer, used in mathematics to represent fixed-length sequences.

Data Type

A classification of data which tells the compiler or interpreter how the programmer intends to use the data, such as int, float, or char in languages like C and C++.