Efforts to Regulate the Offerings and Sales of Securities Take

question 33

Multiple Choice

Efforts to regulate the offerings and sales of securities take place under which of the following securities laws?

• A)the Securities Act of 1933 and state blue-sky laws
• B)state blue-sky laws and the Securities and Exchange Act of 1934
• C)the Securities Act of 1933 and the Securities and Exchange Act of 1934
• D)the Investment Company Act of 1940 and the Investment Advisers Act of 1940

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