Which of the Following SEC Registration Exemptions Has No Financing

question 62

Multiple Choice

Which of the following SEC registration exemptions has no financing limit and permits a maximum of 35 unaccredited investors?

• A)Section 4(a)2
• B)Regulation D: Rule 504
• C)Regulation D: Rule 506
• D)Regulation A

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Definitions:

Official Poverty Line

A governmental threshold which defines the minimum income level necessary to meet basic living needs and thus categorizes individuals or families as living in poverty.

Family of Two

A term used to describe a household consisting of two members, reflecting on their living arrangement, financial planning, and daily life dynamics.

Equitable Hourly Income

An approach towards income distribution where all individuals receive fair wages based on hours worked, ensuring equality.

Minimum Wage

The lowest legal wage that can be paid to most workers, set by law or statute, aimed at protecting the economic well-being of workers.