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NYSE Arca System
An electronic securities exchange in the U.S. for exchange-traded products, including ETFs and equity options.
Conflicts of Interest
Situations in which an individual or entity has competing interests or loyalties that could potentially influence the objective judgment or actions in their role.
Professional Conduct
Adherence to ethical standards and practices expected in a professional setting, often governed by official bodies or codes of ethics.
Short Sales
Short sales involve selling borrowed securities with the anticipation that their value will decrease, allowing them to be bought back at a lower price for a profit.
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