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Issuing Securities
This refers to the process by which corporations, governments, or other entities offer new stocks, bonds, or other financial instruments to the public to raise capital.
Regular Underwriting
The purchase of securities from the issuing company by an investment banker for resale to the public.
Preliminary Prospectus
An initial document provided by a securities issuer that details an investment offering for sale to the public.
Securities
Financial instruments that represent an ownership position in a publicly-traded corporation (stock), a creditor relationship with a government or corporation (bond), or rights to ownership as represented by an option.
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