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Critical Thinking Questions
Case 1-1
Your manager has just asked you to create a PowerPoint slide presentation to be delivered at your company's next sales meeting. She expects you to construct the presentation slide by slide based on data in a Word document.
You are ready to send the completed PowerPoint presentation to your manager and all along you knew it was important to keep the size of the presentation small. Which of the following are you most likely to use to accomplish this?
a. linking
b. embedding
c. filtering
d. copying and pasting
SEC Responsibilities
The duties of the U.S. Securities and Exchange Commission, including regulating the securities industry, enforcing federal securities laws, and protecting investors.
SEC
The Securities and Exchange Commission, a U.S. federal agency that oversees and regulates the securities industry and enforces securities laws.
Howey Test
A test created by the Supreme Court to determine whether a transaction qualifies as an "investment contract" and is therefore subject to securities laws.
Security Exists
Indicates that a financial security, such as a stock or bond, is issued and available for trading or investment.
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