Examlex
Which of the following are the elements of the distribution strategy?
Securities Exchange Act
A federal law governing the trading of securities, such as stocks and bonds, in the United States, primarily through regulation of the exchanges.
Section 10(b)
A provision of the Securities Exchange Act of 1934 that prohibits manipulative and deceptive practices in the buying and selling of securities.
Trading Securities
Refers to a category of securities that a company buys and sells with the intent of making a profit over the short term.
Securities Act
The Securities Act, often referred to specifically as the Securities Act of 1933, is a U.S. law that regulates the sale of securities, primarily requiring issuers to disclose significant financial information to investors.
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