If a Dealer Has Interest on One Side, and the Other

question 3

Multiple Choice

If a dealer has interest on one side, and the other side is dealt away, the broker should:

• A) Immediately put the price "under reference" and ch
• B) Cancel the order.
• C) Continue with the order.
• D) None of the above.

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Definitions:

Trustee

Someone legally appointed to manage and administer property or assets for the benefit of another, often used in contexts like bankruptcy, trust funds, and estates.

IRA

An Individual Retirement Account, a financial tool designed to help individuals save for retirement with tax advantages.

Voluntary

An action undertaken by one's own free will without external coercion or undue influence.

Liquidation

The process of converting a company's assets into cash to pay off creditors before dissolving the company.