Under the Model Code, If a Broker Shouts "Done" or "Mine

question 609

Multiple Choice

Under the Model Code, if a broker shouts "done" or "mine" at the very moment a dealer shouts "off":

• A) No deal is done and the broker should inform both counterparties accordingly.
• B) The deal is done and the broker should inform both counterparties accordingly.
• C) The matter should be resolved in consultation with senior management of the 3 institutions.
• D) The ACI's Committee for Professionalism will investigate and advise accordingly.

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Definitions:

Acute Glomerulonephritis

A rapid onset kidney condition characterized by inflammation of the glomeruli, which affects the kidney's ability to filter waste.

Anemia

A condition in which there is a deficiency of red cells or of hemoglobin in the blood, resulting in pallor and weariness.

Pyelonephritis

Inflammation of the kidney, pelvis, and nephrons.

Antibiotics

Medicinal substances used to kill or inhibit the growth of bacteria, playing a crucial role in treating bacterial infections.