Once a Prime-Broker Has Matched and Accepted a Trade, Separate

question 563

Multiple Choice

Once a prime-broker has matched and accepted a trade, separate confirmations must be exchanged between:

• A) the prime-broker and the executing dealer only
• B) the prime-broker and the executing dealer, and between the executing dealer and the client
• C) the prime-broker and the executing dealer, and between the prime-broker and the client
• D) the prime-broker and the client, and between the executing dealer and the client

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Definitions:

Personality Traits

Enduring characteristics that describe an individual's behavior.

Workplace

A location or setting where individuals are employed and perform tasks related to their jobs.

Acquiescence Response

A tendency in survey responses where participants agree with statements as presented to them regardless of the content.

Social Desirability

The extent to which test takers tend to respond to items in a manner that presents them in a positive light.