Written Confirmation Is a Function That Can Be Done By

question 339

Multiple Choice

Written confirmation is a function that can be done by:

• A) Any dealer as long as he/she is not a party to the trade.
• B) Staff in the back-office.
• C) Staff in the dealing room who are not dealing.
• D) Any staff outside the dealing room.

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Definitions:

Invested Assets

Assets that have been allocated or invested in various forms such as stocks, bonds, or real estate, aiming for a financial return.

Profit Margin Factor

A measure of a company's earnings (or profits) relative to its revenue, showing the percentage of each dollar of sales that results in profit.

Return On Investment

A performance measure used to evaluate the efficiency or profitability of an investment or compare the efficiency of multiple investments.

Income From Operations

The earnings generated from a company's regular core business operations, excluding deductions of interest and taxes.