When Dealing with a Fund Manager, Who Will Allocate Shares

question 64

Multiple Choice

When dealing with a fund manager, who will allocate shares in a transaction to his unknown clients after the transaction has been executed with you, you should:

• A) Agree in writing with the fund manager that the allocation will be confirmed as soon as practicable after the transaction is executed.
• B) Insist on the allocation being made and confirmed before the transaction is executed.
• C) Agree in writing with the fund manager that he will guarantee the transaction until the allocation is confirmed.
• D) Any of the above.

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Definitions:

Accessory

An item or object that adds to or complements something else, often used in fashion or technology.

Ovary Tissue

Biological tissue found within the ovary that functions in the production of eggs (ova) and hormones like estrogen and progesterone.

Capsules

In biology, a membranous structure that encloses certain organs or parts; in medicine, a solid dosage form in which the drug is enclosed within either a hard or soft soluble container or shell.

Single Carpel

Pertains to a single unit of the female reproductive part of a flower, encompassing the ovary, style, and stigma.