Which of the Following Is Required for Institutions Acting as Prime

question 447

Multiple Choice

Which of the following is required for institutions acting as prime brokers?

• A) They must remain neutral and stay out of disputes between their customers.
• B) They must rely on the execution venue to resolve disputes.
• C) They must delegate the resolution of broken trades downstream to their clients.
• D) They must take responsibility for the swift resolution of any disputes.

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Definitions:

Caribbean

A region consisting of the Caribbean Sea, its islands, and the surrounding coasts, known for its diverse cultures, languages, and historical significance.

European Nations

Countries located on the continent of Europe, each with its distinct government, culture, and history.

French Trading

The act or process of buying, selling, or exchanging commodities, at either wholesale or retail, within France or between France and other countries.

Indians

Indigenous peoples of the Americas or people from the country of India, context-dependent.