When an Employee Executes a Personal Trade in Advance of a Client's

question 296

Multiple Choice

When an employee executes a personal trade in advance of a client's or institution's order to benefit from the anticipated movement in the market price following the execution of a large trade, it is called:

• A) front running
• B) ex ante trading
• C) insider dealing
• D) forward-facing

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Definitions:

Cardiac Muscle Tissue

Specialized muscle tissue found only in the heart, characterized by striated cells that contract involuntarily to pump blood.

Endocrine Glands

Glands that secrete hormones directly into the bloodstream, regulating various body functions.

Duct

A tube or passageway in a building or machine for conveying air, liquid, cables, etc., or in the body for conveying blood, lymph, or other fluids.

Hormones

Chemical messengers produced by glands in the body that regulate physiological and behavioral activities.