Under the Model Code, It a Broker Shouts "Done" or "Mine

question 174

Multiple Choice

Under the Model Code, it a broker shouts "done" or "mine" at the very moment a dealer shouts "off":

• A) No deal is done.
• B) The deal is done.
• C) It should be resolved in consultation with senior management.
• D) The central bank should be consulted.

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Definitions:

Indexed Collection

A systematically organized collection of objects or documents that allows for easy retrieval of information.

EDGAR

An online system used by the U.S. Securities and Exchange Commission for companies to file required reports and information.

Narrowing Online Searches

Refining search engine queries to reduce the number of results and increase the relevance of those results to the user's query.

Employer

An individual or entity that hires and pays employees for their labor or services within an organization.