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Securities And Exchange Commission
A U.S. federal agency responsible for enforcing federal securities laws, proposing securities rules, and regulating the securities industry, stock and options exchanges, and other related activities and organizations.
Registration Statement
A set of documents filed with a regulatory agency, such as the Securities and Exchange Commission, detailing the specifics of a proposed business offering.
Effective Date
The date on which an agreement, policy, or regulation becomes operative and enforceable.
Registration Statement
A set of documents, including financial statements and a prospectus, filed with a regulatory body to publicly disclose the details of an upcoming securities offering.
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